Risk and Compliance Manager

Risk and Compliance Manager

Your new company
One of the largest leading financial institutions in Australia

Your new role The Risk & Compliance Manager manages the day to day legal, risk and compliance operations of the Group, providing specialized risk and compliance advice to the business, and managing the group Risk Management Framework, corporate policies, complaints handling, contract reviews and due-diligence. Role responsibilities:
  • Act as the senior compliance SME to business units
  • Provide compliance review of business material, marketing, projects and policies
  • Review and revise Group corporate policies against all regulatory requirements, business and operational needs
  • Oversee the Group’s AML/CTF program, including reviewing and lodging reports with AUSTRAC
  • Assisting in preparation, review and lodgement of material with regulators (ASIC, APRA, AFCA etc)

What you'll need to succeed
  • A minimum 5 years’ risk and compliance experience within the superannuation and/or financial advice sectors
  • Deep understanding of compliance and regulatory requirements of Australian Financial Services Licensees
  • Good understanding of the compliance and regulatory obligations of financial advisers and the provision of personal financial advice
  • Good understanding of prudential standards and requirements of superannuation trustees
  • Good understanding of AML/CTF, Internal and External Dispute Resolution obligations on financial services licensees

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV at Harvin.kaur@hays.com.au

LHS 297508 #2672684


Job Type
Banking & Financial Services
VIC, Melbourne CBD

Talk to a consultant

Talk to Harvin Kaur, the specialist consultant managing this position, located in Melbourne
Level 21, 360 Collins Street

Telephone: 86168417

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